-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JkFqX+q+tBjhfu7vPe0ZPv3/tXfXVKRGj9k8m6pNq2hfLXEz6ck8xD+K0Xsf4HPK StRwC3WFCvLzNSK2RcMmEQ== 0001104659-03-002217.txt : 20030214 0001104659-03-002217.hdr.sgml : 20030214 20030213202032 ACCESSION NUMBER: 0001104659-03-002217 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030214 GROUP MEMBERS: CITADEL INVESTMENT GROUP, L.L.C. GROUP MEMBERS: CITADEL KENSINGTON GLOBAL STRATEGIES FUND LTD. GROUP MEMBERS: CITADEL TRADING GROUP, L.L.C. GROUP MEMBERS: CITADEL WELLINGTON PARTNERS L.P. GROUP MEMBERS: FISHER CAPITAL LTD. GROUP MEMBERS: GLB PARTNERS L.P. GROUP MEMBERS: KENNETH GRIFFIN GROUP MEMBERS: WINGATE CAPITAL LTD. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CITADEL L P CENTRAL INDEX KEY: 0001027745 IRS NUMBER: 364111741 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 225 WEST WASHINGTON 9TH FLOOR STREET 2: 312-696-2121 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126962100 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROBOTIC VISION SYSTEMS INC CENTRAL INDEX KEY: 0000225868 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 112400145 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-18706 FILM NUMBER: 03562229 BUSINESS ADDRESS: STREET 1: 5 SHAWMUT ROAD CITY: CANTON STATE: MA ZIP: 02021 BUSINESS PHONE: 7818210830 MAIL ADDRESS: STREET 1: 5 SHAWMUT ROAD CITY: CANTON STATE: MA ZIP: 02021 FORMER COMPANY: FORMER CONFORMED NAME: SOLID PHOTOGRAPHY INC DATE OF NAME CHANGE: 19810819 SC 13G/A 1 j7408_sc13ga.htm SC 13G/A

SEC 1745
(02-02)


Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

 

UNITED STATES

OMB APPROVAL

 

SECURITIES AND EXCHANGE COMMISSION

OMB Number:
3235-0145

 

Washington, D.C. 20549

Expires: December 31, 2005

 

SCHEDULE 13G

(Rule13d-102)
Information Statement pursuant to Rules 13d-1 and 13d-2

Estimated average burden hours per response. . 11

Under the Securities Exchange Act of 1934
(Amendment No.  4)*

 

Robotic Vision Systems, Inc.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

771074-10-1

(CUSIP Number)

 

December 31, 2002

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[     ]

Rule 13d-1(b)

[ X  ]

Rule 13d-1(c)

[     ]

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

Page 2 of 22

CUSIP No.  771074-10-1

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Citadel Limited Partnership

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

[ X ]

 

 

(b)

[    ]

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Illinois Limited Partnership U.S.A.

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
1,161,929 shares of Common Stock

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
See Row 6 above.

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
See Row 6 above.

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 
[     ]

 

 

11.

Percent of Class Represented by Amount in Row (9)
Approximately 1.9% as of December 31, 2002.  (Based on 61,168,743 shares of Common Stock issued and outstanding as of January 7, 2003.)

 

 

12.

Type of Reporting Person (See Instructions)
PN; HC

 

Page 2 of 22



 

CUSIP No. 771074-10-1

Page 3 of 22

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
GLB Partners, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

[ X ]

 

 

(b)

[     ]

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware Limited Partnership U.S.A.

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
1,161,929 shares of Common Stock

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
See Row 6 above.

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
See Row 6 above.

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 
[     ]

 

 

11.

Percent of Class Represented by Amount in Row (9)
Approximately 1.9% as of December 31, 2002.  (Based on 61,168,743 shares of Common Stock issued and outstanding as of January 7, 2003.)

 

 

12.

Type of Reporting Person (See Instructions)
PN; HC

 

 

Page 3 of 22



 

CUSIP No. 771074-10-1

 

Page 4 of 22

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Citadel Investment Group, L.L.C.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

[ X ]

 

 

(b)

[     ]

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware Limited Liability Company, U.S.A.

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
1,161,929 shares of Common Stock

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
See Row 6 above.

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
See Row 6 above.

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 
[     ]

 

 

11.

Percent of Class Represented by Amount in Row (9)
Approximately 1.9% as of December 31, 2002.  (Based on 61,168,743 shares of Common Stock issued and outstanding as of January 7, 2003.)

 

 

12.

Type of Reporting Person (See Instructions)
OO; HC

 

Page 4 of 22



 

CUSIP No. 771074-10-1

Page 5 of 22

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Kenneth Griffin

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

[ X ]

 

 

(b)

[     ]

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
U.S. Citizen, U.S.A.

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
1,161,929 shares of Common Stock

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
See Row 6 above.

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
See Row 6 above.

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 
[     ]

 

 

11.

Percent of Class Represented by Amount in Row (9)
Approximately 1.9% as of December 31, 2002.  (Based on 61,168,743 shares of Common Stock issued and outstanding as of January 7, 2003.)

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

Page 5 of 22



 

CUSIP No. 771074-10-1

Page 6 of 22

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Citadel Wellington Partners L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

[ X ]

 

 

(b)

[     ]

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Illinois Limited Partnership U.S.A.

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
453,747 shares of Common Stock

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
See Row 6 above.

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
See Row 6 above.

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 
[     ]

 

 

11.

Percent of Class Represented by Amount in Row (9)
Approximately 0.7% as of December 31, 2002.  (Based on 61,168,743 shares of Common Stock issued and outstanding as of January 7, 2003.)

 

 

12.

Type of Reporting Person (See Instructions)
PN; HC

 

Page 6 of 22



 

CUSIP No. 771074-10-1

Page 7 of 22

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Wingate Capital Ltd.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

[ X ]

 

 

(b)

[     ]

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Cayman Islands Company

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
453,747 shares of Common Stock

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
See Row 6 above.

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
See Row 6 above.

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 
[     ]

 

 

11.

Percent of Class Represented by Amount in Row (9)
Approximately 0.7% as of December 31, 2002.  (Based on 61,168,743 shares of Common Stock issued and outstanding as of January 7, 2003.)

 

 

12.

Type of Reporting Person (See Instructions)
CO

 

Page 7 of 22



 

CUSIP No. 771074-10-1

Page 8 of 22

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Citadel Kensington Global Strategies Fund Ltd.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

[ X ]

 

 

(b)

[     ]

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Bermuda Company

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
708,182 shares of Common Stock

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
See Row 6 above.

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
See Row 6 above.

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
[     ]

 

 

11.

Percent of Class Represented by Amount in Row (9)
Approximately 1.2% as of December 31, 2002.  (Based on 61,168,743 shares of Common Stock issued and outstanding as of January 7, 2003.)

 

 

12.

Type of Reporting Person (See Instructions)
CO; HC

 

Page 8 of 22



 

CUSIP No. 771074-10-1

Page 9 of 22

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Fisher Capital Ltd.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

[ X ]

 

 

(b)

[     ]

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Cayman Islands Company

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
708,182 shares of Common Stock

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
See Row 6 above.

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
See Row 6 above.

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 
[     ]

 

 

11.

Percent of Class Represented by Amount in Row (9)
Approximately 1.2% as of December 31, 2002.  (Based on 61,168,743 shares of Common Stock issued and outstanding as of January 7, 2003.)

 

 

12.

Type of Reporting Person (See Instructions)
CO

 

Page 9 of 22



 

CUSIP No. 771074-10-1

Page 10 of 22

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Citadel Trading Group, L.L.C.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

[ X ]

 

 

(b)

[     ]

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Delaware limited liability company U.S.A.

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
0

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
0

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
0

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 
[     ]

 

 

11.

Percent of Class Represented by Amount in Row (9)
0.0% as of December 31, 2002.

 

 

12.

Type of Reporting Person (See Instructions)
OO

 

Page 10 of 22



 

CUSIP No. 771074-10-1

Page 11 of 22

 

Item 1.

 

(a)

Name of Issuer
Robotic Vision Systems, Inc.

 

(b)

Address of Issuer's Principal Executive Offices
5 Shawmut Road

Canton, MA 02021

 

Item 2.

 

(a)

Name of Person Filing

 

(b)

Address of Principal Business Office or, if none, Residence

 

(c)

Citizenship

 

 

Citadel Limited Partnership

225 W. Washington

9th Floor

Chicago, Illinois 60606

Illinois limited partnership

 

 

 

GLB Partners, L.P.

225 W. Washington

9th Floor

Chicago, Illinois 60606

Delaware limited partnership

 

 

 

Citadel Investment Group, L.L.C.

225 W. Washington

9th Floor

Chicago, Illinois 60606

Delaware limited liability company

 

 

 

Kenneth Griffin

225 W. Washington

9th Floor

Chicago, Illinois 60606

U.S. Citizen

 

 

 

Citadel Wellington Partners L.P.

c/o Citadel Investment Group, L.L.C.

225 W. Washington

9th Floor

Chicago, Illinois 60606

Illinois limited partnership

 

 

Page 11 of 22



 

CUSIP No. 771074-10-1

Page 12 of 22

 

 

 

Wingate Capital Ltd.

c/o Citadel Investment Group, L.L.C.

225 W. Washington

9th Floor

Chicago, Illinois 60606

Cayman Islands company

 

 

 

Citadel Kensington Global Strategies Fund Ltd.

c/o Citadel Investment Group, L.L.C.

225 W. Washington

9th Floor

Chicago, Illinois 60606

Bermuda company

 

 

 

Fisher Capital Ltd.

c/o Citadel Investment Group, L.L.C.

225 W. Washington

9th Floor

Chicago, Illinois 60606

Cayman Islands company

 

 

 

Citadel Trading Group, L.L.C.

c/o Citadel Investment Group, L.L.C.

225 W. Washington

9th Floor

Chicago, Illinois 60606

Cayman Islands company

 

(d)

Title of Class of Securities
Common Stock, par value $0.01 per share

 

(e)

CUSIP Number
771074-10-1

 

Page 12 of 22



 

CUSIP No. 771074-10-1

Page 13 of 22

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

[  ]

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

[  ]

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

[  ]

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

[  ]

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

[  ]

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

[  ]

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

[  ]

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

[  ]

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

[  ]

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

[  ]

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

If this statement is filed pursuant to Rule 13d-1(c), check this box.    ý

 

Page 13 of 22



 

CUSIP No. 771074-10-1

Page 14 of 22

 

Item 4.

Ownership
CITADEL LIMITED PARTNERSHIP

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:    1,161,929 shares of Common Stock

 

(b)

Percent of class:    Approximately 1.9% as of December 31, 2002.  (Based on 61,168,743 shares of Common Stock issued and outstanding as of January 7, 2003.)

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote    0

 

 

(ii)

Shared power to vote or to direct the vote    See item (a) above.

 

 

(iii)

Sole power to dispose or to direct the disposition of    0

 

 

(iv)

Shared power to dispose or to direct the disposition of    See item (a) above.

 

Item 4.

Ownership
GLB PARTNERS, L.P.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:    1,161,929 shares of Common Stock

 

(b)

Percent of class:    Approximately 1.9% as of December 31, 2002.  (Based on 61,168,743 shares of Common Stock issued and outstanding as of January 7, 2003.)

 

Page 14 of 22



 

CUSIP No. 771074-10-1

Page 15 of 22

 

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote    0

 

 

(ii)

Shared power to vote or to direct the vote    See item (a) above.

 

 

(iii)

Sole power to dispose or to direct the disposition of    0

 

 

(iv)

Shared power to dispose or to direct the disposition of    See item (a) above.

 

Item 4.

Ownership
CITADEL INVESTMENT GROUP, L.L.C.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:    1,161,929 shares of Common Stock

 

(b)

Percent of class:    Approximately 1.9% as of December 31, 2002.  (Based on 61,168,743 shares of Common Stock issued and outstanding as of January 7, 2003.)

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote    0

 

 

(ii)

Shared power to vote or to direct the vote    See item (a) above.

 

 

(iii)

Sole power to dispose or to direct the disposition of    0

 

Page 15 of 22



 

CUSIP No. 771074-10-1

Page 16 of 22

 

 

 

(iv)

Shared power to dispose or to direct the disposition of    See item (a) above.

 

Item 4.

Ownership
KENNETH GRIFFIN

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:    1,161,929 shares of Common Stock

 

(b)

Percent of class:    Approximately 1.9% as of December 31, 2002.  (Based on 61,168,743 shares of Common Stock issued and outstanding as of January 7, 2003.)

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote    0

 

 

(ii)

Shared power to vote or to direct the vote    See item (a) above.

 

 

(iii)

Sole power to dispose or to direct the disposition of    0

 

 

(iv)

Shared power to dispose or to direct the disposition of    See item (a) above.

 

Item 4.

Ownership
CITADEL WELLINGTON PARTNERS L.P.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:    453,747 shares of Common Stock

 

(b)

Percent of class:    Approximately 0.7% as of December 31, 2002.  (Based on 61,168,743 shares of Common Stock issued and outstanding as of January 7, 2003.)

 

Page 16 of 22



 

CUSIP No. 771074-10-1

Page 17 of 22

 

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote    0

 

 

(ii)

Shared power to vote or to direct the vote    See item (a) above.

 

 

(iii)

Sole power to dispose or to direct the disposition of    0

 

 

(iv)

Shared power to dispose or to direct the disposition of    See item (a) above.

 

Item 4.

Ownership
WINGATE CAPITAL LTD.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:    453,747 shares of Common Stock

 

(b)

Percent of class:    Approximately 0.7% as of December 31, 2002.  (Based on 61,168,743 shares of Common Stock issued and outstanding as of January 7, 2003.)

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote    0

 

 

(ii)

Shared power to vote or to direct the vote    See item (a) above.

 

 

(iii)

Sole power to dispose or to direct the disposition of    0

 

Page 17 of 22



 

CUSIP No. 771074-10-1

Page 18 of 22

 

 

 

(iv)

Shared power to dispose or to direct the disposition of    See item (a) above.

 

Item 4.

Ownership
CITADEL KENSINGTON GLOBAL STRATEGIES FUND LTD.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:    708,182 shares of Common Stock

 

(b)

Percent of class:    Approximately 1.2% as of December 31, 2002.  (Based on 61,168,743 shares of Common Stock issued and outstanding as of January 7, 2003.)

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote    0

 

 

(ii)

Shared power to vote or to direct the vote    See item (a) above.

 

 

(iii)

Sole power to dispose or to direct the disposition of    0

 

 

(iv)

Shared power to dispose or to direct the disposition of    See item (a) above.

 

Item 4.

Ownership
FISHER CAPITAL LTD.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:    708,182 shares of Common Stock

 

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CUSIP No. 771074-10-1

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(b)

Percent of class:    Approximately 1.2% as of December 31, 2002.  (Based on 61,168,743 shares of Common Stock issued and outstanding as of January 7, 2003.)

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote    0

 

 

(ii)

Shared power to vote or to direct the vote    See item (a) above.

 

 

(iii)

Sole power to dispose or to direct the disposition of    0

 

 

(iv)

Shared power to dispose or to direct the disposition of    See item (a) above.

 

Item 4.

Ownership
CITADEL TRADING GROUP, L.L.C.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:    0

 

(b)

Percent of class:    0.0% as of December 31, 2002.

 

(c)

Number of shares as to which the person has:

 

 

(i)

Sole power to vote or to direct the vote    0

 

 

(ii)

Shared power to vote or to direct the vote    0

 

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CUSIP No. 771074-10-1

Page 20 of 22

 

 

 

(iii)

Sole power to dispose or to direct the disposition of    0

 

 

(iv)

Shared power to dispose or to direct the disposition of    0

 

Item 5.

Ownership of Five Percent or Less of a Class
If this Statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following      [X].

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person
Not Applicable.

 

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
See Item 2 above.

 

Item 8.

Identification and Classification of Members of the Group
Not Applicable.

 

Item 9.

Notice of Dissolution of Group
Not Applicable.

 

Item 10.

Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

* Adam C. Cooper is signing on behalf of Kenneth Griffin as attorney-in-fact pursuant to a power of attorney previously filed with the Securities and Exchange Commission on November 19, 2002, and hereby incorporated by reference herein.  The power of attorney was filed as an attachment to a filing by Citadel Limited Partnership on Form 3 for Metals USA, Inc.

 

 

 

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CUSIP No. 771074-10-1

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After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

 

Dated this 13th day of February, 2003

KENNETH GRIFFIN

 

 

 

By:

/s/ Adam C. Cooper

 

 

 

Adam C. Cooper, attorney-in-fact

 

 

 

CITADEL LIMITED PARTNERSHIP

CITADEL INVESTMENT GROUP, L.L.C.

 

 

 

By:

GLB Partners, L.P.,

By:

/s/ Adam C. Cooper

 

 

its General Partner

 

Adam C. Cooper, Senior Managing

 

 

 

Director and General Counsel

By:

Citadel Investment Group, L.L.C.,

 

 

 

its General Partner

 

 

 

 

 

 

By:

/s/ Adam C. Cooper

 

 

 

 

Adam C. Cooper, Senior Managing

 

 

 

Director and General Counsel

 

 

 

 

CITADEL WELLINGTON PARTNERS L.P.

GLB PARTNERS, L.P.

 

 

 

 

By:

Citadel Limited Partnership,

By:

Citadel Investment Group, L.L.C.,

 

 its General Partner

 

its General Partner

 

 

 

 

By:

GLB Partners, L.P.,

By:

/s/ Adam C. Cooper

 

 

its General Partner

 

Adam C. Cooper, Senior Managing

 

 

 

Director and General Counsel

By:

Citadel Investment Group, L.L.C.,

 

 

 

its General Partner

 

 

 

 

 

 

By:

/s/ Adam C. Cooper

 

 

 

 

Adam C. Cooper, Senior Managing

 

 

 

Director and General Counsel

 

 

 

 

 

 

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CUSIP No. 771074-10-1

Page 22 of 22

 

WINGATE CAPITAL LTD.

CITADEL KENSINGTON GLOBAL

 

 

STRATEGIES FUND LTD.

 

 

 

By:

Citadel Limited Partnership,

By:

Citadel Limited Partnership,

 

its Portfolio Manager

 

its General Partner

 

 

 

 

By:

GLB Partners, L.P.,

By:

GLB Partners, L.P.,

 

its General Partner

 

its General Partner

 

 

 

 

By:

Citadel Investment Group, L.L.C.,

By:

Citadel Investment Group, L.L.C.,

 

its General Partner

 

its General Partner

 

 

 

 

By:

/s/ Adam C. Cooper

 

By:

/s/ Adam C. Cooper

 

 

Adam C. Cooper, Senior Managing

 

Adam C. Cooper, Senior Managing

 

Director and General Counsel

 

Director and General Counsel

 

 

 

 

FISHER CAPITAL LTD.

CITADEL TRADING GROUP, L.L.C.

 

 

 

 

By:

Citadel Limited Partnership,

By:

Citadel Limited Partnership,

 

its Portfolio Manager

 

its Manager

 

 

 

 

By:

GLB Partners, L.P.,

By:

GLB Partners, L.P.,

 

its General Partner

 

 its General Partner

 

 

 

 

By:

Citadel Investment Group, L.L.C.,

By:

Citadel Investment Group, L.L.C.,

 

its General Partner

 

its General Partner

 

 

 

 

By:

/s/ Adam C. Cooper

 

By:

/s/ Adam C. Cooper

 

 

Adam C. Cooper, Senior Managing

 

Adam C. Cooper, Senior Managing

 

Director and General Counsel

 

Director and General Counsel

 

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